Not all too long ago the compliance officer of a fund manager or custodian would have regularly been seen wielding a highlighter with a long printout in front of them, searching for investment guideline breaches by hand.
From business process modeling to building a
company repository
By James Lam, President, James Lam & Associates, Inc.
Christy Bremner outlines to FST how the complexity of global markets requires sophisticated management tools.